Washington, D.C. 20549






Specialized Disclosure Report



Polestar Automotive Holding UK PLC

(Exact Name of Registrant as Specified in Charter)




England and Wales   001-41431
(State or other jurisdiction of incorporation or organization)   (Commission File Number)

Assar Gabrielssons Väg 9

405 31 Gothenburg, Sweden

(Address of principal executive offices) (Zip Code)

Thomas Ingenlath

Chief Executive Officer

Tel: +1 949 735 1834

(Name and telephone number, including area code, of the person to contact in connection with this report.)



Check the appropriate box to indicate the rule pursuant to which this form is being filed:


Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.


Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended            .




Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

A copy of the Conflict Minerals Report of Polestar Automotive Holding UK PLC (the “Company”) for the reporting period from January 1, 2022 to December 31, 2022 is filed as Exhibit 1.01 hereto. The Company’s Conflict Minerals Report is also publicly available on the Company’s website at The reference to the Company’s website is provided for convenience only, and its contents are not incorporated by reference into this Form SD and the Conflict Minerals Report nor deemed filed with the U.S. Securities and Exchange Commission.

Item 1.02 Exhibit

The Company has filed, as an exhibit to this Form SD, the Conflict Minerals Report required by Item 1.01.

Section 2 – Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable

Section 3 - Exhibits

Item 3.01 Exhibits


Exhibit No.



1.01    Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


By:   /s/ Thomas Ingenlath              Date: May 31, 2023
Name:   Thomas Ingenlath    
Title:   Chief Executive Officer    
By:   /s/ Johan Malmqvist     Date: May 31, 2023
Name:   Johan Malmqvist    
Title:   Chief Financial Officer




Exhibit 1.01



Conflict Minerals Report by Polestar

For Year Ending December 31, 2022

Company Overview

This report has been prepared by the management of Polestar Automotive Holding UK PLC (herein referred to as “Polestar,” the “Company,” “we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated.

Polestar is a pure play, premium electric performance car brand headquartered in Sweden, designing products engineered to excite consumers and drive change. Polestar believes that it defines market-leading standards in design, innovation and sustainability. Polestar was established as a premium electric car brand by Volvo Cars and Geely in 2017. Polestar benefits from the technological, engineering and manufacturing capabilities of these established global car manufacturers.

Forward-Looking Statements

This Report includes statements that express Polestar’s opinions, expectations, beliefs, plans, objectives, assumptions or projections regarding future events or future results and therefore are, or may be deemed to be, “forward-looking statements” as defined in Section 27A of the U.S. Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that involve significant risks and uncertainties. These forward-looking statements can generally be identified by the use of forward-looking terminology, including the terms “believes,” “estimates,” “anticipates,” “expects,” “seeks,” “projects,” “intends,” “plans,” “may,” “will” or “should” or, in each case, their negative or other variations or comparable terminology. These forward-looking statements include all matters that are not historical facts. They appear in a number of places throughout this Report and include statements regarding Polestar’s intentions, beliefs or current expectations concerning, among other things: the due diligence of suppliers, risk mitigation measures, and efforts to increase transparency through data collection and risk evaluation. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond Polestar’s control) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements. These risks and uncertainties include, but are not limited to, those factors described in the section entitled “Risk Factors” and “Cautionary Note Regarding Forward-Looking Statements” in Polestar’s Form 20-F, and other documents filed, or to be filed, with the SEC by Polestar. Should one or more of these risks or uncertainties materialize, or should any of the assumptions prove incorrect, actual results may vary in material respects from those projected in these forward-looking statements. Polestar will not undertake any obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as may be required under applicable securities laws.




For the 2022 calendar year, Polestar determined that tin, tungsten, tantalum, and/or gold (3TGs) were necessary to the functionality or production of products that were manufactured or contracted to be manufactured. Therefore, Polestar conducted a reasonable country of origin inquiry in good faith to determine whether any of the 3TGs in its products originated from the Democratic Republic of the Congo (DRC), any adjoining country of the DRC, or from other “Conflict-Affected and High-Risk Areas” (a group of countries listed at the following website, which is regularly updated by Rand Europe:, and, collectively with the DRC and its adjoining countries, the “Covered Countries”).

Based on the country of origin data, Polestar believes its products could contain 3TGs that may have originated in the Covered Countries and, therefore, in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (from here on referred to “Section 1502 of the Dodd-Frank Act” or “the Rule”), due diligence was performed on the source and chain of custody of the 3TGs in question to determine whether its products are “conflict free or responsibly sourced.” The Company designed its due diligence measures to conform, in all material respects, with the internationally recognized due diligence framework of the Organization for Economic Co-Operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”).

Polestar is committed to complying with the requirements and upholding responsible sourcing practices. As such the Company has put into place a robust due diligence program to ensure its contributions to upholding human rights and responsible practices across the supply chain.

Conflict Minerals Program & Policy

The Company has actively engaged with suppliers with respect to the use of conflict minerals. Polestar adopted a conflict minerals position articulating the conflict minerals supply chain due diligence process and the Company’s commitments to reporting obligations regarding conflict minerals. The policy is available online, and can be found here:

Reasonable Country of Origin Inquiry

To determine whether necessary 3TGs in products originated in Conflict-Affected and High-Risk Areas, Polestar retained Assent Inc. (“Assent”), a third-party service provider, to assist in reviewing its supply chain and identifying risks. Polestar provided a list composed of suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager. To trace materials, and demonstrate transparency procured by the supply chain, Polestar utilized the Conflict Minerals Reporting Template (CMRT) Version 6.22 or higher to conduct a survey during May 2022 to May 2023 of all in-scope suppliers (the “CMR campaign”).

For the 2022 calendar year, Volvo Cars has manufactured Polestar cars and contracted the suppliers of components and parts used in Polestar 2 and 3. During the CMR campaign there was 1 supplier, Polestar’s business partner Volvo Cars, in scope of the conflict minerals program/survey. Volvo Cars provided a completed CMRT. The Company’s total response rate for this reporting year was thus 100%.

In addition, Polestar conducted further actions to identify Tier 2 suppliers, which are Volvo Cars’ direct material suppliers, to track program gaps of Polestar 2 and 3 and discuss with our Tier 1 supplier and business partner future improvement opportunities.



Polestar’s ambition is to use Assent Compliance Manager, a software-as-a-service (SaaS) platform provided by Assent, as it enters into further agreements with other manufacturing business partners as well as for direct supplier sourcing.

The Assent Compliance Manager enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management.

The Assent Compliance Manager also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.

Via the Assent Compliance Manager and Assent team, the Company requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the Assent Compliance Manager for future reporting and transparency. According to the process, Polestar will contact suppliers that are unresponsive to Assent’s communications during the diligence process and request these suppliers to complete the CMRT and submit it to Assent.

Polestar’s program includes automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.

All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors (see appendix C for CMRT validation criteria). Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, Polestar tracks program gaps to account for future improvement opportunities.

Through reasonable due diligence practices, Polestar was able to take advantage of a broader set of country-of-origin data to complement efforts in establishing transparency in the supply chain. Based on the findings, Polestar can determine all the possible countries minerals (such as 3TGs) used in its product originated from. As such, Polestar can then perform further due diligence on the source and chain of custody of the minerals in question.

Due Diligence

Polestar designed its due diligence measures to conform, in all material respects, with the framework in the OECD Guidance and the related supplements. The program aligns with the five steps for due diligence that are described by the OECD Guidance and the Company continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities.



Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot be fully owned by the Company. However, through active risk identification, and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies’ due diligence.

1) Establish Strong Company Management Systems

Internal Compliance Team

Polestar has recently completed its first CMR campaign and aims to establish a cross-functional Conflict Minerals Compliance Team led by its Global Procurement Sustainability Lead. The Conflict Minerals Compliance Team will be responsible for implementing the conflict minerals compliance strategy and briefing senior management about the results of these due diligence efforts.

Polestar also works with its service provider Assent to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that Polestar will undertake with suppliers and/or respective stakeholders about conflict minerals.

Polestar leverages Assent’s Managed Services to work with dedicated program specialists who support Polestar’s conflict minerals program. Polestar communicates regularly with the Assent team to receive updates on program status.

Control Systems

Polestar expects all manufacturers and suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to Polestar are “conflict free or responsibly sourced.” This means that the products should not contain minerals (3TGs) sourced from areas that have been identified to be in the presence of widespread human rights abuses and violations of law either directly or indirectly. Polestar expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.

Polestar’s Code of Conduct for Business partners applies to all direct suppliers and outlines certain expected behaviors and practices. This code of conduct is based on industry and internationally accepted principles such as the United Nations Guiding Principles on Business and Human Rights and the OECD Due Diligence Guidance. The Code of Conduct for Business partners is provided to all direct suppliers. If a supplier does not meet the Company’s requirements, the relationship with this supplier will be evaluated. The Code of Conduct for Business partners is reviewed annually to ensure it continues to align with industry best practices.

For the 2022 calendar year, Volvo Cars has contracted the suppliers manufacturing components and materials used in Polestar 2 and 3, and these suppliers have agreed to Volvo’s Code of Conduct for Business partners, which contains principles similar to Polestar’s Code of Conduct for Business partners.



Supplier Engagement

Polestar has a strong relationship with its Tier 1 direct supplier Volvo Cars and is also, through Volvo Cars, tracks the response status of Tier 2 suppliers. Polestar’s Tier 1 and Tier 2 suppliers are able to leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly complete a CMRT. Tier 1 and Tier 2 suppliers are provided guidance in their native language, if needed.

For the 2022 calendar year, Polestar engaged with Volvo Cars directly to request a valid (free of validated errors) CMRT for the products that Volvo Cars supplies to Polestar. Polestar’s ambition is to engage with suppliers directly to request such CMRT for the products they supply to Polestar, as it enters into further direct supply agreements with other parties.

With respect to the OECD requirement to strengthen engagement with suppliers, Polestar will develop an internal procedure that includes a supplier risk identification process that then leads to further steps of supplier engagement in the form of escalations.

Additionally, the Company’s rules on conflict minerals are included in the Code of Conduct for Business Partners, which is part of supplier contracts, requiring new suppliers to read and accept the rules as a requirement of doing business with Polestar. When entering into or renewing supplier contracts, a clause is added that requires suppliers to provide information about the source of 3TGs and smelters.

Polestar places a strong emphasis on supplier education and training. To accomplish this, Assent’s online resources will be leveraged, and all in-scope suppliers will be provided with access to the Assent library of conflict minerals training and support resources. Also, Assent’s automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals’ risks.

Polestar believes that the combination of the Code of Conduct for Business partners, the Conflict Minerals Position, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

Grievance Mechanisms

Polestar established grievance mechanisms whereby employees, suppliers and others outside Polestar can report grievances, suspected violations or other concerns regarding conflict minerals to the Company,. Suppliers and others outside of Polestar can direct such reports via the whistleblowing channel SpeakUp, available in the Code of Conduct for Business partners, on Polestar’s external website and in other communications with suppliers. Please see the following link:

Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at

Maintain Records

Polestar has adopted a policy to retain relevant documentation for a period of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. Polestar stores all the information and findings from this process in a database that can be audited by internal or external parties.



2) Identifying & Assessing Risk in the Supply Chain

Supplier Risk Evaluation

Risks associated with Tier 1 suppliers’ due diligence processes as well as to some extent Tier 2 suppliers is assessed by their responses on a CMRT, which the Assent Compliance Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of Polestar’s internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier’s conformity status, which is referred to as “conflict minerals status.”

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, Polestar is unable to determine if all the specified smelters/refiners were used for 3TGs in the products supplied to the Company.

Assent’s supplier risk assessment (flagging suppliers’ risk as high, medium, low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors.

Smelter/Refiners Risk Evaluation

Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters/refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent’s Smelter validation program compared listed facilities to the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operational during the 2022 calendar year.

Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (RMAP). Polestar does not have a direct relationship with smelters/refiners and does not perform direct audits of these entities.

Smelters that are conformant to RMAP audit standards are considered to have their sourcing validated as “conflict free or responsibly sourced.” In cases where the smelter/refiner’s due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters/refiners are actively monitored to proactively identify other risks pertaining to conflict minerals.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. Assent uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:



Geographic proximity to Covered Countries.



Known mineral source country of origin.



RMAP audit status.



Credible evidence of unethical or conflict sourcing.



Peer assessments conducted by credible third-party sources.



Sanctions risks



Risk mitigation activities are initiated whenever a supplier’s CMRT shows facilities of concern. Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to Polestar. Additional escalatory steps may be taken to address any continued sourcing from these smelters of concern. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive elimination of these smelters of concern from the supply chain.

In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

Suppliers are also evaluated on program strength, which assists in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program is based on certain questions in the CMRT related to the suppliers’ conflict minerals practices and policies.

3) Design & Implement A Strategy to Respond to Risks

Polestar together with Assent, developed processes to assess and respond to the risks identified in the supply chain. Polestar has a risk management plan, through which the conflict minerals program will be implemented, managed, and monitored. As the program progresses, escalations will be sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance with the conflict minerals rules and the Company’s expectations.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, Polestar will assess if replacing that supplier is feasible. The results of the program and risk assessment are shared with the Conflict Minerals Team and the Polestar’s Management Team to ensure transparency within the Company.

For the 2022 calendar year, Volvo Cars has contracted the suppliers manufacturing components and materials used in Polestar 2. Together with Volvo Cars, Polestar will discuss the outcome of the CMR campaign and align on any necessary risk mitigation actions.

4) Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

Polestar does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, Polestar relies on third-party audits of smelters/refiners (industry recognized audit/assessment programs). As an example, RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.

Assent directly engages smelters/refiners that are not currently enrolled in an industry recognized audit/assessment program to encourage their participation and for those smelters/refiners already conformant to the corresponding program’s standards, Assent thanks them for their efforts on behalf of its compliance partners. Polestar is a signatory of these communications in accordance with the requirements of downstream companies detailed in the OECD Guidance.



Through Polestar’s membership with the RMI, smelters/refiners have been encouraged to participate in the RMAP. Any smelters/refiners that were reported by suppliers who were not part of the RMAP were also contacted directly by Assent to encourage them to participate in the RMAP.

5) Report Annually on Supply Chain Due Diligence

This report, which covers the year ended December 31, 2022, is Polestar’sfirst Conflict Mineral Report. This report will be made available in the Ethics section of Polestar’s website at Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein. Polestar has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission (SEC).

This year Polestar has also considered impacts from the EU Conflict Minerals Regulation when disclosing details with regards to due diligence efforts. Polestar will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public report.

Due Diligence Results

Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten, and gold. According to the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. However please note that below number are the results referring to Tier 2 supplier for the outreach conducted by Polestar for the 2022 reporting year. Tier 1 response rate is 100% and that is Volvo Cars that sourcing and manufacturing Polestar 2 and 3 as well as being responsible for direct material sourcing.


Number of in-scope suppliers    Response rate  



Upstream Data Transparency

Appendix A includes all smelters/refiners that Tier 1 and Tier 2 suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2022 calendar year. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company’s product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period. Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners which processed the 3TGs contained in Polestar’s products.

Suppliers that identified these specific smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections.



Status    Number of identified

RMAP Conformant


RMAP Active


Not Enrolled




Country of Origin

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country-of-origin data obtained via Assent’s supply chain database (or other RCOI data, in the scenario Polestar decides to use alternative data sources). As mentioned in the above section, it is understood that overreporting might occur which could result in Appendix B having more countries than those strictly relevant to Polestar’s products.

Steps to Be Taken to Mitigate Risk

As Polestar is unable to determine, following the due diligence summarized above, whether all of the necessary 3TGs material contained in its products qualifies as “DRC conflict free” within the meaning of Item 1.01(c)(2) of Form SD, it has taken, or intends to take, the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs material in Polestar’s products could originate from Covered Countries and benefit armed groups:



Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:



Using a comprehensive smelter and refiner library with detailed status and notes for each entity.



Scanning for verifiable media sources on each smelter and refiner to flag risk issues.



Comparing the list of smelters/refiners against government watch and denied parties lists.



Engage with our business partners and suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.



Encourage business partners and suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.



Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts.



Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.



Appendix A: Smelter List

Includes: mineral, smelter/refinery name, location




Smelter Name


Smelter ID


RMAP Audit Status

Gold    Advanced Chemical Company    CID000015    Conformant
Gold    Aida Chemical Industries Co., Ltd.    CID000019    Conformant
Gold    Agosi AG    CID000035    Conformant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    CID000041    Conformant
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    CID000058    Conformant
Gold    Argor-Heraeus S.A.    CID000077    Conformant
Gold    Asahi Pretec Corp.    CID000082    Conformant
Gold    Asaka Riken Co., Ltd.    CID000090    Conformant
Gold    Aurubis AG    CID000113    Conformant
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    CID000128    Conformant
Gold    Boliden AB    CID000157    Conformant
Gold    C. Hafner GmbH + Co. KG    CID000176    Conformant
Gold    CCR Refinery—Glencore Canada Corporation    CID000185    Conformant
Gold    Cendres + Metaux S.A.    CID000189    Non-Conformant
Gold    Chimet S.p.A.    CID000233    Conformant
Gold    Chugai Mining    CID000264    Conformant
Gold    LT Metal Ltd.    CID000689    Conformant
Gold    Heimerle + Meule GmbH    CID000694    Conformant
Gold    Heraeus Metals Hong Kong Ltd.    CID000707    Conformant
Gold    Heraeus Germany GmbH Co. KG    CID000711    Conformant
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CID000801    Conformant
Gold    Ishifuku Metal Industry Co., Ltd.    CID000807    Conformant
Gold    Istanbul Gold Refinery    CID000814    Conformant
Gold    Japan Mint    CID000823    Conformant
Gold    Jiangxi Copper Co., Ltd.    CID000855    Conformant
Gold    Asahi Refining USA Inc.    CID000920    Conformant
Gold    Asahi Refining Canada Ltd.    CID000924    Conformant
Gold    JX Nippon Mining & Metals Co., Ltd.    CID000937    Conformant
Gold    Kazzinc    CID000957    Conformant
Gold    Kennecott Utah Copper LLC    CID000969    Conformant
Gold    Kojima Chemicals Co., Ltd.    CID000981    Conformant
Gold    LS-NIKKO Copper Inc.    CID001078    Conformant
Gold    Materion    CID001113    Conformant
Gold    Matsuda Sangyo Co., Ltd.    CID001119    Conformant
Gold    Metalor Technologies (Suzhou) Ltd.    CID001147    Conformant
Gold    Metalor Technologies (Hong Kong) Ltd.    CID001149    Conformant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    CID001152    Conformant
Gold    Metalor Technologies S.A.    CID001153    Conformant



Gold    Metalor USA Refining Corporation    CID001157    Conformant
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    CID001161    Conformant
Gold    Mitsubishi Materials Corporation    CID001188    Conformant
Gold    Mitsui Mining and Smelting Co., Ltd.    CID001193    Conformant
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    CID001220    Conformant
Gold    Navoi Mining and Metallurgical Combinat    CID001236    Conformant
Gold    Nihon Material Co., Ltd.    CID001259    Conformant
Gold    MKS PAMP SA    CID001352    Conformant
Gold    PT Aneka Tambang (Persero) Tbk    CID001397    Conformant
Gold    PX Precinox S.A.    CID001498    Conformant
Gold    Rand Refinery (Pty) Ltd.    CID001512    Conformant
Gold    Royal Canadian Mint    CID001534    Conformant
Gold    SEMPSA Joyeria Plateria S.A.    CID001585    Conformant
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CID001622    Conformant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CID001736    Conformant
Gold    Solar Applied Materials Technology Corp.    CID001761    Conformant
Gold    Sumitomo Metal Mining Co., Ltd.    CID001798    Conformant
Gold    Tanaka Kikinzoku Kogyo K.K.    CID001875    Conformant
Gold    Shandong Gold Smelting Co., Ltd.    CID001916    Conformant
Gold    Tokuriki Honten Co., Ltd.    CID001938    Conformant
Gold    Umicore S.A. Business Unit Precious Metals Refining    CID001980    Conformant
Gold    United Precious Metal Refining, Inc.    CID001993    Conformant
Gold    Valcambi S.A.    CID002003    Conformant
Gold    Western Australian Mint (T/a The Perth Mint)    CID002030    Conformant
Gold    Yokohama Metal Co., Ltd.    CID002129    Conformant
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CID002224    Conformant
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CID002243    Conformant
Gold    SAFINA A.S.    CID002290    Conformant
Gold    Umicore Precious Metals Thailand    CID002314    Non-Conformant
Gold    Geib Refining Corporation    CID002459    Conformant
Gold    MMTC-PAMP India Pvt., Ltd.    CID002509    Conformant
Gold    KGHM Polska Miedz Spolka Akcyjna    CID002511    Conformant
Gold    Singway Technology Co., Ltd.    CID002516    Non-Conformant
Gold    Al Etihad Gold Refinery DMCC    CID002560    Conformant
Gold    Emirates Gold DMCC    CID002561    Conformant
Gold    T.C.A S.p.A    CID002580    Conformant
Gold    REMONDIS PMR B.V.    CID002582    Conformant
Gold    Marsam Metals    CID002606    Non-Conformant
Gold    TOO Tau-Ken-Altyn    CID002615    Conformant
Gold    Abington Reldan Metals, LLC    CID002708    Conformant
Gold    SAAMP    CID002761    Conformant
Gold    L’Orfebre S.A.    CID002762    Conformant



Gold    8853 S.p.A.    CID002763    Non-Conformant
Gold    Italpreziosi    CID002765    Conformant
Gold    WIELAND Edelmetalle GmbH    CID002778    Conformant
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    CID002779    Conformant
Gold    GGC Gujrat Gold Centre Pvt. Ltd.    CID002852    Active
Gold    Bangalore Refinery    CID002863    Conformant
Gold    SungEel HiMetal Co., Ltd.    CID002918    Conformant
Gold    Planta Recuperadora de Metales SpA    CID002919    Conformant
Gold    Safimet S.p.A    CID002973    Non-Conformant
Gold    NH Recytech Company    CID003189    Conformant
Gold    C.I Metales Procesados Industriales SAS    CID003421    Active
Gold    Eco-System Recycling Co., Ltd. North Plant    CID003424    Conformant
Gold    Eco-System Recycling Co., Ltd. West Plant    CID003425    Conformant
Gold    Augmont Enterprises Private Limited    CID003461    Active
Gold    Alexy Metals    CID003500    Conformant
Gold    Sancus ZFS (L’Orfebre, SA)    CID003529    Conformant
Gold    Metal Concentrators SA (Pty) Ltd.    CID003575    Conformant
Gold    WEEEREFINING    CID003615    Active
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    CID000103    Outreach Required
Gold    Caridad    CID000180    Outreach Required
Gold    Yunnan Copper Industry Co., Ltd.    CID000197    Outreach Required
Gold    Daye Non-Ferrous Metals Mining Ltd.    CID000343    In Communication
Gold    DSC (Do Sung Corporation)    CID000359    Conformant
Gold    Dowa    CID000401    Conformant
Gold    Eco-System Recycling Co., Ltd. East Plant    CID000425    Conformant
Gold    JSC Novosibirsk Refinery    CID000493    RMI Due Diligence Review—Unable to Proceed
Gold    Refinery of Seemine Gold Co., Ltd.    CID000522    Outreach Required
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CID000651    Outreach Required
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CID000671    Outreach Required
Gold    Hunan Chenzhou Mining Co., Ltd.    CID000767    Outreach Required
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CID000773    Outreach Required
Gold    HwaSeong CJ CO., LTD.    CID000778    Communication Suspended—Not Interested
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    CID000927    RMI Due Diligence Review—Unable to Proceed
Gold    JSC Uralelectromed    CID000929    RMI Due Diligence Review—Unable to Proceed
Gold    Kazakhmys Smelting LLC    CID000956    In Communication



Gold    Kyrgyzaltyn JSC    CID001029    Non-Conformant
Gold    L’azurde Company For Jewelry    CID001032    RMI Due Diligence Review—Unable to Proceed
Gold    Lingbao Gold Co., Ltd.    CID001056    Outreach Required
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CID001058    Outreach Required
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CID001093    Outreach Required
Gold    Moscow Special Alloys Processing Plant    CID001204    RMI Due Diligence Review—Unable to Proceed
Gold    Ohura Precious Metal Industry Co., Ltd.    CID001325    Conformant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    CID001326    RMI Due Diligence Review—Unable to Proceed
Gold    Penglai Penggang Gold Industry Co., Ltd.    CID001362    Outreach Required
Gold    Prioksky Plant of Non-Ferrous Metals    CID001386    RMI Due Diligence Review—Unable to Proceed
Gold    Sabin Metal Corp.    CID001546    Communication Suspended—Not Interested
Gold    Samduck Precious Metals    CID001555    Non-Conformant
Gold    Samwon Metals Corp.    CID001562    Communication Suspended—Not Interested
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CID001619    Outreach Required
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    CID001756    RMI Due Diligence Review—Unable to Proceed
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CID001909    Outreach Required
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CID001947    Outreach Required
Gold    Torecom    CID001955    Conformant
Gold    Yamakin Co., Ltd.    CID002100    Conformant
Gold    Morris and Watson    CID002282    In Communication
Gold    Guangdong Jinding Gold Limited    CID002312    Outreach Required
Gold    Fidelity Printers and Refiners Ltd.    CID002515    RMI Due Diligence Review—Unable to Proceed
Gold    Shandong Humon Smelting Co., Ltd.    CID002525    Outreach Required
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    CID002527    Outreach Required
Gold    International Precious Metal Refiners    CID002562    In Communication
Gold    Kaloti Precious Metals    CID002563    RMI Due Diligence Review—Unable to Proceed
Gold    Sudan Gold Refinery    CID002567    Outreach Required



Gold    Fujairah Gold FZC    CID002584    Outreach Required
Gold    Industrial Refining Company    CID002587    Non-Conformant
Gold    Shirpur Gold Refinery Ltd.    CID002588    Outreach Required
Gold    Korea Zinc Co., Ltd.    CID002605    Conformant
Gold    AU Traders and Refiners    CID002850    Non-Conformant
Gold    Sai Refinery    CID002853    Outreach Required
Gold    Modeltech Sdn Bhd    CID002857    Non-Conformant
Gold    Kyshtym Copper-Electrolytic Plant ZAO    CID002865    RMI Due Diligence Review—Unable to Proceed
Gold    Degussa Sonne / Mond Goldhandel GmbH    CID002867    Outreach Required
Gold    Pease & Curren    CID002872    Communication Suspended—Not Interested
Gold    JALAN & Company    CID002893    Outreach Required
Gold    State Research Institute Center for Physical Sciences and Technology    CID003153    Outreach Required
Gold    African Gold Refinery    CID003185    RMI Due Diligence Review—Unable to Proceed
Gold    Gold Coast Refinery    CID003186    Outreach Required
Gold    QG Refining, LLC    CID003324    Outreach Required
Gold    Dijllah Gold Refinery FZC    CID003348    Outreach Required
Gold    CGR Metalloys Pvt Ltd.    CID003382    Outreach Required
Gold    Sovereign Metals    CID003383    Outreach Required
Gold    Kundan Care Products Ltd.    CID003463    In Communication
Gold    Emerald Jewel Industry India Limited (Unit 1)    CID003487    In Communication
Gold    Emerald Jewel Industry India Limited (Unit 2)    CID003488    In Communication
Gold    Emerald Jewel Industry India Limited (Unit 3)    CID003489    In Communication
Gold    Emerald Jewel Industry India Limited (Unit 4)    CID003490    In Communication
Gold    K.A. Rasmussen    CID003497    Outreach Required
Gold    Sellem Industries Ltd.    CID003540    Communication Suspended—Not Interested
Gold    MD Overseas    CID003548    In Communication
Gold    Metallix Refining Inc.    CID003557    In Communication
Gold    Super Dragon Technology Co., Ltd.    CID001810    Outreach Required
Gold    Shenzhen CuiLu Gold Co., Ltd.    CID002750    Outreach Required
Gold    Albino Mountinho Lda.    CID002760    Outreach Required
Gold    ABC Refinery Pty Ltd.    CID002920    Outreach Required
Gold    Gold by Gold Colombia    CID003641    Conformant
Gold    Dongwu Gold Group    CID003663    Outreach Required
Tantalum    Jiujiang Tanbre Co., Ltd.    CID000917    Conformant
Tantalum    Mineracao Taboca S.A.    CID001175    Conformant
Tantalum    Mitsui Mining and Smelting Co., Ltd.    CID001192    Conformant



Tantalum    QuantumClean    CID001508    Conformant
Tantalum    D Block Metals, LLC    CID002504    Conformant
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CID002506    Conformant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CID002512    Conformant
Tantalum    TANIOBIS Smelting GmbH & Co. KG    CID002550    Conformant
Tantalum    Jiangxi Tuohong New Raw Material    CID002842    Conformant
Tantalum    F&X Electro-Materials Ltd.    CID000460    Conformant
Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    CID000616    Conformant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CID000914    Conformant
Tantalum    AMG Brasil    CID001076    Conformant
Tantalum    Metallurgical Products India Pvt., Ltd.    CID001163    Conformant
Tantalum    NPM Silmet AS    CID001200    Conformant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CID001277    Conformant
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CID001522    Conformant
Tantalum    Solikamsk Magnesium Works OAO    CID001769    RMI Due Diligence Review—Unable to Proceed
Tantalum    Taki Chemical Co., Ltd.    CID001869    Conformant
Tantalum    Telex Metals    CID001891    Conformant
Tantalum    Ulba Metallurgical Plant JSC    CID001969    Conformant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CID002492    Conformant
Tantalum    FIR Metals & Resource Ltd.    CID002505    Conformant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CID002508    Conformant
Tantalum    KEMET de Mexico    CID002539    Conformant
Tantalum    TANIOBIS Co., Ltd.    CID002544    Conformant
Tantalum    TANIOBIS GmbH    CID002545    Conformant
Tantalum    Materion Newton Inc.    CID002548    Conformant
Tantalum    TANIOBIS Japan Co., Ltd.    CID002549    Conformant
Tantalum    Global Advanced Metals Boyertown    CID002557    Conformant
Tantalum    Global Advanced Metals Aizu    CID002558    Conformant
Tantalum    Resind Industria e Comercio Ltda.    CID002707    Conformant
Tantalum    RFH Yancheng Jinye New Material Technology Co., Ltd.    CID003583    Conformant
Tantalum    5D Production OU    CID003926    Outreach Required
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CID000228    Conformant
Tin    Alpha    CID000292    Conformant
Tin    PT Aries Kencana Sejahtera    CID000309    Conformant
Tin    Dowa    CID000402    Conformant
Tin    Fenix Metals    CID000468    Conformant



Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CID000538    Conformant
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CID000555    Non-Conformant
Tin    Malaysia Smelting Corporation (MSC)    CID001105    Conformant
Tin    Mineracao Taboca S.A.    CID001173    Conformant
Tin    Minsur    CID001182    Conformant
Tin    Mitsubishi Materials Corporation    CID001191    Conformant
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    CID001314    Conformant
Tin    PT Artha Cipta Langgeng    CID001399    Conformant
Tin    PT Babel Inti Perkasa    CID001402    Conformant
Tin    PT Refined Bangka Tin    CID001460    Conformant
Tin    PT Stanindo Inti Perkasa    CID001468    Conformant
Tin    PT Timah Tbk Kundur    CID001477    Conformant
Tin    PT Timah Tbk Mentok    CID001482    Conformant
Tin    PT Timah Nusantara    CID001486    Active
Tin    PT Tinindo Inter Nusa    CID001490    Non-Conformant
Tin    Rui Da Hung    CID001539    Conformant
Tin    Thaisarco    CID001898    Conformant
Tin    White Solder Metalurgia e Mineracao Ltda.    CID002036    Conformant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CID002158    Conformant
Tin    CV Venus Inti Perkasa    CID002455    Conformant
Tin    Magnu’s Minerais Metais e Ligas Ltda.    CID002468    Conformant
Tin    PT ATD Makmur Mandiri Jaya    CID002503    Conformant
Tin    O.M. Manufacturing Philippines, Inc.    CID002517    Conformant
Tin    Super Ligas    CID002756    Active
Tin    PT Menara Cipta Mulia    CID002835    Conformant
Tin    PT Bangka Serumpun    CID003205    Conformant
Tin    PT Rajawali Rimba Perkasa    CID003381    Conformant
Tin    PT Mitra Sukses Globalindo    CID003449    Conformant
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    CID003486    Conformant
Tin    EM Vinto    CID000438    Conformant
Tin    Estanho de Rondonia S.A.    CID000448    Conformant
Tin    Gejiu Kai Meng Industry and Trade LLC    CID000942    Non-Conformant
Tin    China Tin Group Co., Ltd.    CID001070    Conformant
Tin    Metallic Resources, Inc.    CID001142    Conformant
Tin    Jiangxi New Nanshan Technology Ltd.    CID001231    Conformant
Tin    Novosibirsk Tin Combine    CID001305    RMI Due Diligence Review—Unable to Proceed
Tin    Operaciones Metalurgicas S.A.    CID001337    Conformant
Tin    PT Babel Surya Alam Lestari    CID001406    Conformant
Tin    PT Mitra Stania Prima    CID001453    Conformant
Tin    PT Prima Timah Utama    CID001458    Conformant



Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CID001908    Non-Conformant
Tin    VQB Mineral and Trading Group JSC    CID002015    Outreach Required
Tin    Tin Smelting Branch of Yunnan Tin Co., Ltd.    CID002180    Conformant
Tin    Melt Metais e Ligas S.A.    CID002500    Non-Conformant
Tin    CV Ayi Jaya    CID002570    Conformant
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    CID002572    Non-Conformant
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    CID002573    Outreach Required
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    CID002574    Outreach Required
Tin    PT Rajehan Ariq    CID002593    Conformant
Tin    An Vinh Joint Stock Mineral Processing Company    CID002703    Outreach Required
Tin    Resind Industria e Comercio Ltda.    CID002706    Conformant
Tin    Aurubis Beerse    CID002773    Conformant
Tin    Aurubis Berango    CID002774    Conformant
Tin    Modeltech Sdn Bhd    CID002858    Non-Conformant
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CID003116    Conformant
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CID003190    Conformant
Tin    Pongpipat Company Limited    CID003208    Outreach Required
Tin    Tin Technology & Refining    CID003325    Conformant
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    CID003356    Non-Conformant
Tin    Luna Smelter, Ltd.    CID003387    Conformant
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CID003397    Non-Conformant
Tin    Precious Minerals and Smelting Limited    CID003409    Non-Conformant
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    CID003410    Outreach Required
Tin    CRM Synergies    CID003524    Conformant
Tin    Fabrica Auricchio Industria e Comercio Ltda.    CID003582    Conformant
Tin    PT Belitung Industri Sejahtera    CID001421    Active
Tin    PT Bukit Timah    CID001428    Conformant
Tin    PT Panca Mega Persada    CID001457    In Communication
Tin    PT Sariwiguna Binasentosa    CID001463    Conformant
Tin    PT Tirus Putra Mandiri    CID002478    In Communication
Tin    PT Cipta Persada Mulia    CID002696    Conformant
Tin    PT Sukses Inti Makmur    CID002816    Conformant
Tin    PT Tommy Utama    CID001493    Conformant
Tin    PT Premium Tin Indonesia    CID000313    Conformant
Tin    DS Myanmar    CID003831    Conformant
Tin    PT Putera Sarana Shakti (PT PSS)    CID003868    Conformant
Tin    PT Bangka Tin Industry    CID001419    In Communication



Tin    PT Bangka Prima Tin    CID002776    Conformant
Tungsten    A.L.M.T. Corp.    CID000004    Conformant
Tungsten    Kennametal Huntsville    CID000105    Conformant
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CID000218    Conformant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CID000258    Conformant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CID000766    Conformant
Tungsten    Japan New Metals Co., Ltd.    CID000825    Conformant
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875    Conformant
Tungsten    Kennametal Fallon    CID000966    Conformant
Tungsten    Xiamen Tungsten Co., Ltd.    CID002082    Conformant
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CID002315    Conformant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CID002319    Conformant
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CID002321    Conformant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CID002494    Conformant
Tungsten    Asia Tungsten Products Vietnam Ltd.    CID002502    Conformant
Tungsten    H.C. Starck Tungsten GmbH    CID002541    Conformant
Tungsten    Masan High-Tech Materials    CID002543    Conformant
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CID002645    Conformant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    CID002827    Conformant
Tungsten    ACL Metais Eireli    CID002833    Non-Conformant
Tungsten    Lianyou Metals Co., Ltd.    CID003407    Conformant
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    CID003427    Non-Conformant
Tungsten    Cronimet Brasil Ltda    CID003468    Conformant
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    CID000281    Outreach Required
Tungsten    Global Tungsten & Powders LLC    CID000568    Conformant
Tungsten    Hunan Jintai New Material Co., Ltd.    CID000769    Non-Conformant
Tungsten    Wolfram Bergbau und Hutten AG    CID002044    Conformant
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CID002313    Communication Suspended—Not Interested
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CID002316    Conformant
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CID002317    Conformant
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CID002318    Conformant
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CID002320    Conformant
Tungsten    Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CID002513    Conformant
Tungsten    TANIOBIS Smelting GmbH & Co. KG    CID002542    Conformant
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CID002551    Conformant
Tungsten    Niagara Refining LLC    CID002589    Conformant
Tungsten    China Molybdenum Tungsten Co., Ltd.    CID002641    Conformant
Tungsten    Hydrometallurg, JSC    CID002649    RMI Due Diligence Review—Unable to Proceed
Tungsten    Unecha Refractory metals plant    CID002724    Non-Conformant



Tungsten    Moliren Ltd.    CID002845    RMI Due Diligence Review—Unable to Proceed
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    CID003408    RMI Due Diligence Review—Unable to Proceed
Tungsten    NPP Tyazhmetprom LLC    CID003416    RMI Due Diligence Review—Unable to Proceed
Tungsten    Hubei Green Tungsten Co., Ltd.    CID003417    Conformant
Tungsten    Artek LLC    CID003553    RMI Due Diligence Review—Unable to Proceed
Tungsten    Fujian Xinlu Tungsten Co., Ltd.    CID003609    Conformant
Tungsten    OOO “Technolom” 2    CID003612    RMI Due Diligence Review—Unable to Proceed
Tungsten    OOO “Technolom” 1    CID003614    RMI Due Diligence Review—Unable to Proceed
Tungsten    LLC Vostok    CID003643    RMI Due Diligence Review—Unable to Proceed
Tungsten    YUDU ANSHENG TUNGSTEN CO., LTD.    CID003662    Outreach Required
Tungsten    HANNAE FOR T Co., Ltd.    CID003978    Outreach Required
Tungsten    DONGKUK INDUSTRIES CO., LTD.    CID004060    In Communication



Appendix B: Countries of Origin

Below is an aggregated list of the countries of origin from which the reported facilities collectively source 3TGs, based on information provided by suppliers and from the RMI.


Afghanistan    Czechia    Kenya    Rwanda
Ãland Islands    Democratic Republic of Congo1    Korea    Samoa
Albania    Djibouti    Kyrgyzstan    Saudi Arabia
American Samoa    Dominica    Liberia    Senegal
Andorra    Dominican Republic    Liechtenstein    Sierra Leone
Angola    Ecuador    Lithuania    Singapore
Argentina    Egypt    Luxembourg    Slovakia
Armenia    Eritrea    Madagascar    Slovenia
Aruba    Estonia    Malaysia    South Africa
Australia    Ethiopia    Mali    South Sudan
Austria    Finland    Mauritania    Spain
Azerbaijan    France    Mexico    Sudan
Bahamas    Georgia    Mongolia    Suriname
Barbados    Germany    Morocco    Sweden
Belarus    Ghana    Mozambique    Switzerland
Belgium    Guam    Myanmar    Taiwan
Benin    Guatemala    Namibia    Tajikistan
Bermuda    Guinea    Netherlands    Tanzania
Bolivia (Plurinational State of)    Guyana    New Zealand    Thailand
Brazil    Honduras    Nicaragua    Turkey
Bulgaria    Hong Kong    Niger    Uganda
Burkina Faso    Hungary    Nigeria    United Arab Emirates
Burundi    India    Norway    United Kingdom
Cambodia    Indonesia    Panama    United States
Canada    Ireland    Papua New Guinea    Uzbekistan
Central African Republic    Israel    Peru    Viet Nam
Chile    Italy    Philippines    Zambia
China    Japan    Poland    Zimbabwe
Colombia    Jersey    Portugal   
Congo    Kazakhstan    Russian Federation2



68 ot of 87 smelters are conformant, 14 are under RMI due diligence review, active or outreach required. The reimaging 5 are non-conformant and flagging will be done down the supply chain.


Smelters are several layers down the supply chain and the sourcing from their mines were started much earlier than when orders were placed for assembly. After the invasion of Ukraine, the mines are identified as high-r risk. The smelters sourcing from these mines will be non-conformant and flagging will be done down the supply chain for these smelters within the CMR campaign program.



Appendix C: CMRT Declaration Rejection/Approval Criteria

The following tables map the Assent Sustainability Platform’s status outputs and CMRT logic structure when determining supplier conflict mineral statuses as displayed on the dashboard. Using this table, and referencing the CMRT questions listed above, users will be able to determine what answers were provided by their suppliers to earn their conflict minerals statuses.


Supplier Status    Description
Not Submitted    A CMRT has not been submitted by the supplier
Complete    A CMRT has been submitted, and is valid and complete
Incomplete    A supplier with parts associated to them has submitted a partially completed Product-Level or User-Defined CMRT
Invalid Submission    A CMRT has been submitted and deemed invalid based on contradicting responses in the template
Out of Scope    The supplier is out of scope for conflict minerals and does not need to be contacted